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Financial Services
8/9/1906
Buys:
0
Sells:
0
28,956
Total insider buys of Financial Services since 2016
30,634
Total insider sells of Financial Services since 2016
0.945
Insider buy to sell ratio buy/sells all time
0.912
Insider buy to sell ratio buys/sells last month
Ticker
Company
Industry
DNB
Dun & Bradstreet Holdings, Inc.
Financial Data & Stock Exchanges
MA
MASTERCARD INC
Credit Services
IVZ
Invesco Ltd.
Asset Management
BLK
BlackRock Inc.
Asset Management
BAC
BANK OF AMERICA CORP /DE/
Banks—Diversified
PFSI
PennyMac Financial Services, Inc.
Mortgage Finance
UPST
Upstart Holdings, Inc.
Credit Services
JHG
JANUS HENDERSON GROUP PLC
Asset Management
BX
Blackstone Group L.P.
Asset Management
SOFI
SoFi Technologies, Inc.
Credit Services
OMF
OneMain Holdings, Inc.
Credit Services
IBKR
Interactive Brokers Group, Inc.
Capital Markets
GIM
TEMPLETON GLOBAL INCOME FUND
Asset Management
RKT
Rocket Companies, Inc.
Mortgage Finance
SCHW
SCHWAB CHARLES CORP
Capital Markets
CG
Carlyle Group L.P.
Asset Management
JRO
Nuveen Floating Rate Income Opportunity Fund
Asset Management
MORN
Morningstar, Inc.
Financial Data & Stock Exchanges
JFR
NUVEEN FLOATING RATE INCOME FUND
Asset Management
ARES
ARES MANAGEMENT LP
Asset Management
O*IDYRU5
B. Riley Financial, Inc.
Financial Conglomerates
RYAN
RYAN SPECIALTY GROUP HOLDINGS, INC.
Insurance—Specialty
KKR
KKR & Co. L.P.
Asset Management
FOCS
Focus Financial Partners Inc.
Asset Management
COOP
Mr. Cooper Group Inc.
Mortgage Finance
APO
Apollo Global Management LLC
Asset Management
HSAQ
Health Sciences Acquisitions Corp 2
Shell Companies
CACC
CREDIT ACCEPTANCE CORP
Credit Services
LPRO
Open Lending Corp
Credit Services
EMO
ClearBridge Energy MLP Opportunity Fund Inc.
Asset Management
GSHD
Goosehead Insurance, Inc.
Insurance—Diversified
GOCO
GoHealth, Inc.
Insurance Brokers
ACT
Enact Holdings, Inc.
Insurance—Specialty
FCFS
FIRSTCASH, INC
Credit Services
(NYSE:FBC)
FLAGSTAR BANCORP INC
Banks—Regional
TW
Tradeweb Markets Inc.
Capital Markets
VIRT
Virtu Financial, Inc.
Capital Markets
STEP
StepStone Group Inc.
Asset Management
BSIG
BrightSphere Investment Group Inc.
Asset Management
JXN
Jackson Financial Inc.
Insurance—Life
MS
MORGAN STANLEY
Capital Markets
AKICU
Sports Ventures Acquisition Corp.
Shell Companies
TREE
LendingTree, Inc.
Financial Conglomerates
EQH
AXA Equitable Holdings, Inc.
Insurance—Diversified
TRV
TRAVELERS COMPANIES, INC.
Insurance—Property & Casualty
OWL
BLUE OWL CAPITAL INC.
Asset Management
CNA
CNA FINANCIAL CORP
Insurance—Property & Casualty
V
VISA INC.
Credit Services
DHHC
DiamondHead Holdings Corp.
Shell Companies
BIF
BOULDER GROWTH & INCOME FUND
Asset Management
DFIN
Donnelley Financial Solutions, Inc.
Capital Markets
AMP
AMERIPRISE FINANCIAL INC
Asset Management
DGICA
DONEGAL GROUP INC
Insurance—Property & Casualty
CB
Chubb Ltd
Insurance—Property & Casualty
ATLC
Atlanticus Holdings Corp
Credit Services
SLQT
SelectQuote, Inc.
Insurance Brokers
LPLA
LPL Financial Holdings Inc.
Capital Markets
VCTR
Victory Capital Holdings, Inc.
Asset Management
COF
CAPITAL ONE FINANCIAL CORP
Credit Services
AXS
AXIS CAPITAL HOLDINGS LTD
Insurance—Property & Casualty
TMK
TORCHMARK CORP
Insurance—Life
BDGE
BRIDGE BANCORP INC
Banks—Regional
GRX
Gabelli Healthcare & WellnessRx Trust
Asset Management
FBK
FB Financial Corp
Banks—Regional
DALS
DA32 Life Science Tech Acquisition Corp.
Shell Companies
CEM
ClearBridge Energy MLP Fund Inc.
Asset Management
"NHF"
NexPoint Credit Strategies Fund
Asset Management
CFVI
CF Acquisition Corp. VI
Shell Companies
AXP
AMERICAN EXPRESS CO
Credit Services
ICE
Intercontinental Exchange, Inc.
Financial Data & Stock Exchanges
CHY
CALAMOS CONVERTIBLE & HIGH INCOME FUND
Asset Management
SEIC
SEI INVESTMENTS CO
Asset Management
LCW
Learn CW Investment Corp
Shell Companies
ALL
ALLSTATE CORP
Insurance—Property & Casualty
MCO
MOODYS CORP /DE/
Financial Data & Stock Exchanges
FLAC
Frazier Lifesciences Acquisition Corp
Shell Companies
CHI
CALAMOS CONVERTIBLE OPPORTUNITIES & INCOME FUND
Asset Management
MMC
MARSH & MCLENNAN COMPANIES, INC.
Insurance Brokers
LDI
loanDepot, Inc.
Mortgage Finance
WRAC
Williams Rowland Acquisition Corp.
Shell Companies
PYPL
PayPal Holdings, Inc.
Credit Services
HIG
HARTFORD FINANCIAL SERVICES GROUP INC/DE
Insurance—Diversified
CRVL
CORVEL CORP
Insurance Brokers
PGR
PROGRESSIVE CORP/OH/
Insurance—Property & Casualty
VFL
Delaware Investments National Municipal Income Fund
Asset Management
TCBI
TEXAS CAPITAL BANCSHARES INC/TX
Banks—Regional
MC
Moelis & Co
Capital Markets
ESGR
Enstar Group LTD
Insurance—Diversified
BANF
BANCFIRST CORP /OK/
Banks—Regional
TBK
Triumph Bancorp, Inc.
Banks—Regional
FTCV
Fintech Acquisition Corp V
Shell Companies
IKNX
IKONICS CORP
Capital Markets
TPGY
TPG Pace Beneficial Finance Corp.
Shell Companies
RWAY
Runway Growth Finance Corp.
Credit Services
LMND
Lemonade, Inc.
Insurance—Property & Casualty
BY
BYLINE BANCORP, INC.
Banks—Regional
CSQ
CALAMOS STRATEGIC TOTAL RETURN FUND
Asset Management
GBDC
Golub Capital BDC, Inc.
Asset Management
SMM
Salient Midstream & MLP Fund
Asset Management
ACGL
ARCH CAPITAL GROUP LTD.
Insurance—Diversified
LUK
LEUCADIA NATIONAL CORP
Capital Markets
JPM
JPMORGAN CHASE & CO
Banks—Diversified
CPSS
CONSUMER PORTFOLIO SERVICES INC
Credit Services
CNFR
Conifer Holdings, Inc.
Insurance—Property & Casualty
GBLI
Global Indemnity plc
Insurance—Property & Casualty
CCD
Calamos Dynamic Convertible & Income Fund
Asset Management
CME
CME GROUP INC.
Financial Data & Stock Exchanges
PX
P10, Inc.
Asset Management
FST
FAST Acquisition Corp.
Shell Companies
JRVS
iMine Corp
Shell Companies
SZZLU
Sizzle Acquisition Corp.
Shell Companies
GDL
GDL FUND
Asset Management
FDS
FACTSET RESEARCH SYSTEMS INC
Financial Data & Stock Exchanges
GCV
GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC
Asset Management
CFR
CULLEN/FROST BANKERS, INC.
Banks—Regional
CEN
CENTER COAST MLP & INFRASTRUCTURE FUND
Asset Management
L
LOEWS CORP
Insurance—Property & Casualty
NAVI
NAVIENT CORP
Credit Services
AJG
GALLAGHER ARTHUR J & CO
Insurance Brokers
MHFI
MCGRAW HILL FINANCIAL INC
Financial Data & Stock Exchanges
SLRC
Solar Capital Ltd.
Asset Management
GNTY
GUARANTY BANCSHARES INC /TX/
Banks—Regional
PLMR
Palomar Holdings, Inc.
Insurance—Property & Casualty
ECF
ELLSWORTH GROWTH & INCOME FUND LTD
Asset Management
BBT
BB&T CORP
Banks—Regional
HOMB
HOME BANCSHARES INC
Banks—Regional
SI
Silvergate Capital Corp
Banks—Regional
RACY
Relativity Acquisition Corp
Shell Companies
TIG
Trean Insurance Group, Inc.
Insurance—Specialty
GLBL
Cartesian Growth Corp
Shell Companies
AON
Aon plc
Insurance Brokers
ECC
Eagle Point Credit Co Inc.
Asset Management
GS
GOLDMAN SACHS GROUP INC
Capital Markets
IOAC
Innovative International Acquisition Corp.
Shell Companies
KAIRU
Kairos Acquisition Corp.
Shell Companies
DECA
Denali Capital Acquisition Corp.
Shell Companies
NHS
Neuberger Berman High Yield Strategies Fund Inc.
Asset Management
FHN
FIRST HORIZON NATIONAL CORP
Banks—Regional
DWACU
Digital World Acquisition Corp.
Shell Companies
GHL
GREENHILL & CO INC
Capital Markets
SIVB
SVB FINANCIAL GROUP
Banks—Regional
ARCC
ARES CAPITAL CORP
Asset Management
ROOT
Root, Inc.
Insurance—Property & Casualty
BHLB
BERKSHIRE HILLS BANCORP INC
Banks—Regional
EFSC
ENTERPRISE FINANCIAL SERVICES CORP
Banks—Regional
ATH
Athene Holding Ltd
Insurance—Diversified
BOAC
Bluescape Opportunities Acquisition Corp.
Shell Companies
RM
Regional Management Corp.
Credit Services
EVGRU
Evergreen Corp
Shell Companies
APLD
Applied Blockchain, Inc.
Capital Markets
PSEC
PROSPECT CAPITAL CORP
Asset Management
OPBK
OP Bancorp
Banks—Regional
RACB
Research Alliance Corp. II
Shell Companies
FWAC
Fifth Wall Acquisition Corp. III
Shell Companies
PPR
Voya PRIME RATE TRUST
Asset Management
PRU
PRUDENTIAL FINANCIAL INC
Insurance—Life
UMBF
UMB FINANCIAL CORP
Banks—Regional
SSB
SOUTH STATE Corp
Banks—Regional
APAM
Artisan Partners Asset Management Inc.
Asset Management
RJF
RAYMOND JAMES FINANCIAL INC
Capital Markets
ZTAQU
Zimmer Energy Transition Acquisition Corp.
Shell Companies
FFIN
FIRST FINANCIAL BANKSHARES INC
Banks—Regional
TETE
Technology & Telecommunication Acquisition Corp
Shell Companies
PACXU
Pioneer Merger Corp.
Shell Companies
FNF
Fidelity National Financial, Inc.
Insurance—Specialty
ARDC
Ares Dynamic Credit Allocation Fund, Inc.
Asset Management
BSVN
Bank7 Corp.
Banks—Regional
WAL
WESTERN ALLIANCE BANCORPORATION
Banks—Regional
MKTX
MARKETAXESS HOLDINGS INC
Capital Markets
APO
Apollo Global Management, Inc.
Asset Management
INTL
INTL FCSTONE INC.
Capital Markets
BK
Bank of New York Mellon Corp
Asset Management
CURO
CURO Group Holdings Corp.
Credit Services
GOGN.U
GoGreen Investments Corp
Shell Companies
WLTW
WILLIS TOWERS WATSON PLC
Insurance Brokers
TRUP
TRUPANION INC.
Insurance—Specialty
GGZ
Gabelli Global Small & Mid Cap Value Trust
Asset Management
AFG
AMERICAN FINANCIAL GROUP INC
Insurance—Property & Casualty
FSC
Fifth Street Finance Corp.
Credit Services
EVR
Evercore Partners Inc.
Capital Markets
PIH
1347 Property Insurance Holdings, Inc.
Insurance—Diversified
WIW
WESTERN ASSET/CLAYMORE INFLATION-LINKED OPPORTUNITIES & INCOME FUND
Asset Management
CBSH
COMMERCE BANCSHARES INC /MO/
Banks—Regional
MSSA
Metal Sky Star Acquisition Corp
Shell Companies
PAXS
PIMCO Access Income Fund
Asset Management
GDOT
GREEN DOT CORP
Credit Services
AGO
ASSURED GUARANTY LTD
Insurance—Specialty
FIBK
FIRST INTERSTATE BANCSYSTEM INC
Banks—Regional
BTWNU
Bridgetown Holdings Ltd
Shell Companies
SHAPU
Spree Acquisition Corp. 1 Ltd
Shell Companies
RBT
Rubicon Technologies, Inc.
Shell Companies
IMAQ
International Media Acquisition Corp.
Shell Companies
AFL
AFLAC INC
Insurance—Life
APMIU
AxonPrime Infrastructure Acquisition Corp
Shell Companies
CUBI
Customers Bancorp, Inc.
Banks—Regional
TWOA
two
Shell Companies
PNFP
PINNACLE FINANCIAL PARTNERS INC
Banks—Regional
USB
US BANCORP \DE\
Banks—Regional
AMRK
A-Mark Precious Metals, Inc.
Capital Markets
LOB
Live Oak Bancshares, Inc.
Banks—Regional
HBAN
HUNTINGTON BANCSHARES INC/MD
Banks—Regional
PNC
PNC FINANCIAL SERVICES GROUP, INC.
Banks—Regional
MET
METLIFE INC
Insurance—Life
FCNCA
FIRST CITIZENS BANCSHARES INC /DE/
Banks—Regional
SYF
Synchrony Financial
Credit Services
ALOR
ALSP Orchid Acquisition Corp I
Shell Companies
FRONU
Frontier Acquisition Corp.
Shell Companies
NMFC
New Mountain Finance Corp
Asset Management
KNSL
Kinsale Capital Group, Inc.
Insurance—Property & Casualty
TROW
PRICE T ROWE GROUP INC
Asset Management
CMFN
CM Finance Inc
Asset Management
LNC
LINCOLN NATIONAL CORP
Insurance—Life
GFGD
Growth for Good Acquisition Corp
Shell Companies
AIB
AIB Acquisition Corp
Shell Companies
MBIN
Merchants Bancorp
Banks—Regional
BXSL
Blackstone Secured Lending Fund
Asset Management
ORCC
Owl Rock Capital Corp
Credit Services
ROCAU
ROC Energy Acquisition Corp.
Shell Companies
KYN
Kayne Anderson MLP Investment CO
Asset Management
INBK
First Internet Bancorp
Banks—Regional
FOA
Finance of America Companies Inc.
Credit Services
BOKF
BOK FINANCIAL CORP ET AL
Banks—Regional
MSCI
MSCI Inc.
Financial Data & Stock Exchanges
GHLD
Guild Holdings Co
Mortgage Finance
GLHA
Glass Houses Acquisition Corp.
Shell Companies
CNS
COHEN & STEERS INC
Asset Management
NCBS
NICOLET BANKSHARES INC
Banks—Regional
ZION
ZIONS BANCORPORATION /UT/
Banks—Regional
FMNB
FARMERS NATIONAL BANC CORP /OH/
Banks—Regional
FII
FEDERATED INVESTORS INC /PA/
Asset Management
NYCB
NEW YORK COMMUNITY BANCORP INC
Banks—Regional
SVFA
SVF Investment Corp.
Shell Companies
NDAC
NightDragon Acquisition Corp.
Shell Companies
SPFI
SOUTH PLAINS FINANCIAL, INC.
Banks—Regional
EFT
Eaton Vance Floating-Rate Income Trust
Asset Management
HMST
HomeStreet, Inc.
Banks—Regional
CLOE
Clover Leaf Capital Corp.
Shell Companies
BLUA
BlueRiver Acquisition Corp.
Shell Companies
BRO
BROWN & BROWN INC
Insurance Brokers
GAB.J
GABELLI EQUITY TRUST INC
Asset Management
NLIT
Northern Lights Acquisition Corp.
Shell Companies
RWOD
Redwoods Acquisition Corp.
Shell Companies
MTB
M&T BANK CORP
Banks—Regional
AIZ
ASSURANT INC
Insurance—Specialty
NTRS
NORTHERN TRUST CORP
Asset Management
CCB
COASTAL FINANCIAL CORP
Banks—Regional
Y
ALLEGHANY CORP /DE
Insurance—Property & Casualty
LKFN
LAKELAND FINANCIAL CORP
Banks—Regional
MNP
WESTERN ASSET MUNICIPAL PARTNERS FUND INC.
Asset Management
FHB
FIRST HAWAIIAN, INC.
Banks—Regional
ADS
ALLIANCE DATA SYSTEMS CORP
Credit Services
HMPT
Home Point Capital Inc.
Mortgage Finance
MARA
MARATHON DIGITAL HOLDINGS, INC.
Capital Markets
PFG
PRINCIPAL FINANCIAL GROUP INC
Insurance—Diversified
CTR
ClearBridge Energy MLP Total Return Fund Inc.
Asset Management
HLI
HOULIHAN LOKEY, INC.
Capital Markets
PJC
PIPER JAFFRAY COMPANIES
Capital Markets
MCC
Medley Capital Corp
Asset Management
ORI
OLD REPUBLIC INTERNATIONAL CORP
Insurance—Diversified
FITB
FIFTH THIRD BANCORP
Banks—Regional
AMTB
Mercantil Bank Holding Corp
Banks—Regional
WIA
WESTERN ASSET/CLAYMORE INFLATION-LINKED SECURITIES & INCOME FUND
Asset Management
MCAGU
Mountain Crest Acquisition Corp. V
Shell Companies
PCB
PACIFIC CITY FINANCIAL CORP
Banks—Regional
CBDC
Crescent Capital BDC, Inc.
Asset Management
WD
Walker & Dunlop, Inc.
Mortgage Finance
EBC
Eastern Bankshares, Inc.
Banks—Regional
MBTCU
Nocturne Acquisition Corp
Shell Companies
NNI
NELNET INC
Credit Services
VOYA
Voya Financial, Inc.
Financial Conglomerates
RE
EVEREST RE GROUP LTD
Insurance—Reinsurance
MKL
MARKEL CORP
Insurance—Property & Casualty
SIGI
SELECTIVE INSURANCE GROUP INC
Insurance—Property & Casualty
MEAC
Mercury Ecommerce Acquisition Corp
Shell Companies
ISBC
Investors Bancorp, Inc.
Banks—Regional
IMH
IMPAC MORTGAGE HOLDINGS INC
Mortgage Finance
JRVR
James River Group Holdings, Ltd.
Insurance—Specialty
NDAQ
NASDAQ, INC.
Financial Data & Stock Exchanges
BRP
BRP Group, Inc.
Insurance Brokers
PACW
PACWEST BANCORP
Banks—Regional
GSVC
GSV Capital Corp.
Asset Management
GREE
Greenidge Generation Holdings Inc.
Capital Markets
LC
LendingClub Corp
Credit Services
WHF
WhiteHorse Finance, Inc.
Asset Management
VBTX
Veritex Holdings, Inc.
Banks—Regional
IMPX
AEA-Bridges Impact Corp.
Shell Companies
TRIN
Trinity Capital Inc.
Asset Management
LAZ
Lazard Ltd
Capital Markets
GATEU
Marblegate Acquisition Corp.
Shell Companies
BANC
BANC OF CALIFORNIA, INC.
Banks—Regional
ARIZ
Arisz Acquisition Corp.
Shell Companies
CFFS
CF Acquisition Corp. VII
Shell Companies
AGM
FEDERAL AGRICULTURAL MORTGAGE CORP
Credit Services
DFS
Discover Financial Services
Credit Services
CBTX
CBTX, Inc.
Banks—Regional
HTBI
HomeTrust Bancshares, Inc.
Banks—Regional
MCAFU
Mountain Crest Acquisition Corp. IV
Shell Companies
UBSH
Union Bankshares Corp
Banks—Regional
NBHC
National Bank Holdings Corp
Banks—Regional
CASH
META FINANCIAL GROUP INC
Banks—Regional
BRKB
BERKSHIRE HATHAWAY INC
Insurance—Diversified
CFG
CITIZENS FINANCIAL GROUP INC/RI
Banks—Regional
NRDS
NERDWALLET, INC.
Credit Services
RBB
RBB Bancorp
Banks—Regional
THG
HANOVER INSURANCE GROUP, INC.
Insurance—Property & Casualty
ROCLU
Roth CH Acquisition V Co.
Shell Companies
FSBC
FIVE STAR BANCORP
Banks—Regional
PHD
Pioneer Floating Rate Trust
Asset Management
MSBI
Midland States Bancorp, Inc.
Banks—Regional
RNR
RENAISSANCERE HOLDINGS LTD
Insurance—Reinsurance
HONE
HarborOne Bancorp, Inc.
Banks—Regional
WRLD
WORLD ACCEPTANCE CORP
Credit Services
AMG
AFFILIATED MANAGERS GROUP, INC.
Asset Management
TEKK
Tekkorp Digital Acquisition Corp.
Shell Companies
TINY
HARRIS & HARRIS GROUP INC /NY/
Asset Management
ADF
Aldel Financial Inc.
Insurance—Property & Casualty
MAIN
Main Street Capital CORP
Asset Management
TBBK
Bancorp, Inc.
Banks—Regional
AMK
AssetMark Financial Holdings, Inc.
Asset Management
FBP
FIRST BANCORP /PR/
Banks—Regional
AB
ALLIANCEBERNSTEIN HOLDING L.P.
Asset Management
OFG
OFG BANCORP
Banks—Regional
SFNC
SIMMONS FIRST NATIONAL CORP
Banks—Regional
WTMAU
Welsbach Technology Metals Acquisition Corp.
Shell Companies
PPBI
PACIFIC PREMIER BANCORP INC
Banks—Regional
RF
REGIONS FINANCIAL CORP
Banks—Regional
UNM
Unum Group
Insurance—Life
OPOF
OLD POINT FINANCIAL CORP
Banks—Regional
WSFS
WSFS FINANCIAL CORP
Banks—Regional
IBTX
Independent Bank Group, Inc.
Banks—Regional
SONA
Southern National Bancorp of Virginia Inc
Banks—Regional
TICC
TICC Capital Corp.
Asset Management
KACLU
Kairous Acquisition Corp. Ltd
Shell Companies
STT
STATE STREET CORP
Asset Management
LMACA
Liberty Media Acquisition Corp
Shell Companies
FSIC
FS Investment CORP
Asset Management
BOFI
BofI Holding, Inc.
Banks—Regional
NICK
NICHOLAS FINANCIAL INC
Credit Services
BWFG
Bankwell Financial Group, Inc.
Banks—Regional
MCY
MERCURY GENERAL CORP
Insurance—Property & Casualty
UIHC
UNITED INSURANCE HOLDINGS CORP.
Insurance—Property & Casualty
SF
STIFEL FINANCIAL CORP
Capital Markets
NRK
NUVEEN NEW YORK AMT-FREE QUALITY MUNICIPAL INCOME FUND
Asset Management
CATY
CATHAY GENERAL BANCORP
Banks—Regional
ASB
ASSOCIATED BANC-CORP
Banks—Regional
EVF
EATON VANCE SENIOR INCOME TRUST
Asset Management
OPRT
Oportun Financial Corp
Credit Services
TRST
TRUSTCO BANK CORP N Y
Banks—Regional
HRTG
Heritage Insurance Holdings, Inc.
Insurance—Property & Casualty
WTFC
WINTRUST FINANCIAL CORP
Banks—Regional
CBOE
CBOE Holdings, Inc.
Financial Data & Stock Exchanges
EHTH
eHealth, Inc.
Insurance Brokers
SFE
SAFEGUARD SCIENTIFICS INC
Asset Management
BEN
FRANKLIN RESOURCES INC
Asset Management
PRAA
PRA GROUP INC
Credit Services
FGBI
First Guaranty Bancshares, Inc.
Banks—Regional
SDIG
Stronghold Digital Mining, Inc.
Capital Markets
HTH
Hilltop Holdings Inc.
Banks—Regional
FGMC
FG Merger Corp.
Shell Companies
KMF
KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC.
Asset Management
NML
Neuberger Berman MLP Income Fund Inc.
Asset Management
SYBT
Stock Yards Bancorp, Inc.
Banks—Regional
CION
CION Investment Corp
Asset Management
BPOP
POPULAR INC
Banks—Regional
NSTS
NSTS Bancorp, Inc.
Banks—Regional
SVFC
SVF Investment Corp. 3
Shell Companies
ELVT
Elevate Credit, Inc.
Credit Services
ROCGU
Roth CH Acquisition IV Co.
Shell Companies
EQBK
EQUITY BANCSHARES INC
Banks—Regional
MDTW
MIDWEST HOLDING INC.
Insurance—Life
OMEG
Omega Alpha SPAC
Shell Companies
PRI
Primerica, Inc.
Insurance—Life
ENVA
Enova International, Inc.
Credit Services
KMPR
KEMPER Corp
Insurance—Property & Casualty
OXLC
Oxford Lane Capital Corp.
Asset Management
MPB
MID PENN BANCORP INC
Banks—Regional
CFIV
CF ACQUISITION CORP. IV
Shell Companies
COWN
COWEN GROUP, INC.
Capital Markets
FSRXU
Finserv Acquisition Corp. II
Shell Companies
CMTV
COMMUNITY BANCORP /VT
Banks—Regional
SNV
SYNOVUS FINANCIAL CORP
Banks—Regional
BLFY
Blue Foundry Bancorp
Banks—Regional
FXCOU
Financial Strategies Acquisition Corp.
Shell Companies
MAQCU
Maquia Capital Acquisition Corp
Shell Companies
SLAMU
Slam Corp.
Shell Companies
PJT
PJT Partners Inc.
Capital Markets
FUND
SPROTT FOCUS TRUST INC.
Asset Management
UVSP
UNIVEST CORP OF PENNSYLVANIA
Banks—Regional
HNVR
Hanover Bancorp, Inc. /NY
Banks—Regional
GRCYU
Greencity Acquisition Corp
Shell Companies
MGI
MONEYGRAM INTERNATIONAL INC
Credit Services
CRDA CRDB
CRAWFORD & CO
Insurance Brokers
CINF
CINCINNATI FINANCIAL CORP
Insurance—Property & Casualty
QCRH
QCR HOLDINGS INC
Banks—Regional
PKBK
PARKE BANCORP, INC.
Banks—Regional
WSBC
WESBANCO INC
Banks—Regional
BUSE
FIRST BUSEY CORP /NV/
Banks—Regional
NWLI
National Western Life Group, Inc.
Insurance—Life
ACKIU
ACKRELL SPAC Partners I Co.
Shell Companies
MCAEU
Mountain Crest Acquisition Corp. III
Shell Companies
CNOB
ConnectOne Bancorp, Inc.
Banks—Regional
WMPN
William Penn Bancorporation
Banks—Regional
BOH
BANK OF HAWAII CORP
Banks—Regional
RRBI
RED RIVER BANCSHARES INC
Banks—Regional
EHI
WESTERN ASSET GLOBAL HIGH INCOME FUND INC.
Asset Management
ALLY
Ally Financial Inc.
Credit Services
NMIH
NMI Holdings, Inc.
Insurance—Specialty
NWBI
Northwest Bancshares, Inc.
Banks—Regional
PFBX
PEOPLES FINANCIAL CORP /MS/
Banks—Regional
HRZN
Horizon Technology Finance Corp
Asset Management
KEY
KEYCORP /NEW/
Banks—Regional
UWMC
UWM Holdings Corp
Mortgage Finance
SFBS
ServisFirst Bancshares, Inc.
Banks—Regional
GABC
GERMAN AMERICAN BANCORP, INC.
Banks—Regional
NWFL
NORWOOD FINANCIAL CORP
Banks—Regional
HIE
Miller/Howard High Income Equity Fund
Asset Management
HLNE
Hamilton Lane INC
Asset Management
FVCB
FVCBankcorp, Inc.
Banks—Regional
CMA
COMERICA INC /NEW/
Banks—Regional
PANA
Panacea Acquisition Corp. II
Shell Companies
MCB
Metropolitan Bank Holding Corp.
Banks—Regional
SAFT
SAFETY INSURANCE GROUP INC
Insurance—Property & Casualty
HBHC
HANCOCK HOLDING CO
Banks—Regional
ALTU
Altitude Acquisition Corp.
Shell Companies
CHCO
CITY HOLDING CO
Banks—Regional
UVE
UNIVERSAL INSURANCE HOLDINGS, INC.
Insurance—Property & Casualty
SSBK
Southern States Bancshares, Inc.
Banks—Regional
FLME
Flame Acquisition Corp.
Shell Companies
AEL
AMERICAN EQUITY INVESTMENT LIFE HOLDING CO
Insurance—Life
TWLVU
Twelve Seas Investment Co. II
Shell Companies
COFS
CHOICEONE FINANCIAL SERVICES INC
Banks—Regional
SFST
SOUTHERN FIRST BANCSHARES INC
Banks—Regional
HTGC
Hercules Capital, Inc.
Asset Management
BIGZ
BlackRock Innovation & Growth Trust
Asset Management
BRBS
BLUE RIDGE BANKSHARES, INC.
Banks—Regional
CGBD
TCG BDC, INC.
Asset Management
CFFE
CF Acquisition Corp. VIII
Shell Companies
FFBC
FIRST FINANCIAL BANCORP /OH/
Banks—Regional
IRL
NEW IRELAND FUND INC
Asset Management
SFBC
Sound Financial Bancorp, Inc.
Banks—Regional
ZYJT
Zhong Ya International Ltd
Shell Companies
HHGC
HHG Capital Corp
Shell Companies
AVAN
Avanti Acquisition Corp.
Shell Companies
HTBK
HERITAGE COMMERCE CORP
Banks—Regional
BHF
Brighthouse Financial, Inc.
Insurance—Life
STC
STEWART INFORMATION SERVICES CORP
Insurance—Property & Casualty
PFS
PROVIDENT FINANCIAL SERVICES INC
Banks—Regional
CFFN
Capitol Federal Financial Inc
Banks—Regional
TKSI
Turnkey Solutions, Inc.
Shell Companies
ADOC
Edoc Acquisition Corp.
Shell Companies
HMN
HORACE MANN EDUCATORS CORP /DE/
Insurance—Property & Casualty
MPAC
Model Performance Acquisition Corp
Shell Companies
BCOR
BLUCORA, INC.
Asset Management
OCFC
OCEANFIRST FINANCIAL CORP
Banks—Regional
BWB
Bridgewater Bancshares Inc
Banks—Regional
CBAN
COLONY BANKCORP INC
Banks—Regional
GNW
GENWORTH FINANCIAL INC
Insurance—Life
EQS
EQUUS TOTAL RETURN, INC.
Asset Management
GLO
Clough Global Opportunities Fund
Asset Management
ECPG
ENCORE CAPITAL GROUP INC
Mortgage Finance
AMAL
Amalgamated Financial Corp.
Banks—Regional
GCMG
GCM Grosvenor Inc.
Asset Management
GSBC
GREAT SOUTHERN BANCORP INC
Banks—Regional
CCNE
CNB FINANCIAL CORP/PA
Banks—Regional
OSBC
OLD SECOND BANCORP INC
Banks—Regional
UNTY
UNITY BANCORP INC /NJ/
Banks—Regional
CVLY
CODORUS VALLEY BANCORP INC
Banks—Regional
CBNK
Capital Bancorp Inc
Banks—Regional
HGBL
Heritage Global Inc.
Capital Markets
EIG
Employers Holdings, Inc.
Insurance—Specialty
GBL
GAMCO INVESTORS, INC. ET AL
Asset Management
C
CITIGROUP INC
Banks—Diversified
WEA
WESTERN ASSET PREMIER BOND FUND
Asset Management
CLST
Catalyst Bancorp, Inc.
Banks—Regional
TIPT
TIPTREE FINANCIAL INC.
Insurance—Specialty
HIPO
Hippo Holdings Inc.
Insurance—Specialty
EFR
EATON VANCE SENIOR FLOATING RATE TRUST
Asset Management
WBS
WEBSTER FINANCIAL CORP
Banks—Regional
BRKL
BROOKLINE BANCORP INC
Banks—Regional
WTM
WHITE MOUNTAINS INSURANCE GROUP LTD
Insurance—Property & Casualty
UFCS
UNITED FIRE GROUP INC
Insurance—Property & Casualty
ONB
OLD NATIONAL BANCORP /IN/
Banks—Regional
NOAC
Natural Order Acquisition Corp.
Shell Companies
WU
Western Union CO
Credit Services
IGR
CBRE CLARION GLOBAL REAL ESTATE INCOME FUND
Asset Management
BKGM
BankGuam Holding Co
Banks—Regional
ESNT
Essent Group Ltd.
Insurance—Specialty
MYFW
First Western Financial Inc
Banks—Regional
FDBC
FIDELITY D & D BANCORP INC
Banks—Regional
RELI
Reliance Global Group, Inc.
Insurance Brokers
RGT
ROYCE GLOBAL VALUE TRUST, INC.
Asset Management
HIO
WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC.
Asset Management
BKU
BankUnited, Inc.
Banks—Regional
WAFD
WASHINGTON FEDERAL INC
Banks—Regional
FSFG
First Savings Financial Group Inc
Banks—Regional
FAF
First American Financial Corp
Insurance—Specialty
AGCB
Altimeter Growth Corp. 2
Shell Companies
TYG
TORTOISE ENERGY INFRASTRUCTURE CORP
Asset Management
EIM
EATON VANCE MUNICIPAL BOND FUND
Asset Management
NFBK
Northfield Bancorp, Inc.
Banks—Regional
FULT
FULTON FINANCIAL CORP
Banks—Regional
FRME
FIRST MERCHANTS CORP
Banks—Regional
RDN
RADIAN GROUP INC
Insurance—Specialty
SBSI
SOUTHSIDE BANCSHARES INC
Banks—Regional
RCG
RENN Fund, Inc.
Asset Management
HCI
HCI Group, Inc.
Insurance—Property & Casualty
CSBB
CSB BANCORP INC /OH
Banks—Regional
JUVF
JUNIATA VALLEY FINANCIAL CORP
Banks—Regional
FFWM
First Foundation Inc.
Banks—Regional
TCAP
Triangle Capital CORP
Credit Services
SMMF
SUMMIT FINANCIAL GROUP INC
Banks—Regional
CTBI
COMMUNITY TRUST BANCORP INC /KY/
Banks—Regional
AIG
AMERICAN INTERNATIONAL GROUP INC
Insurance—Diversified
AMNB
AMERICAN NATIONAL BANKSHARES INC.
Banks—Regional
FMCB
FARMERS & MERCHANTS BANCORP
Banks—Regional
FNB
FNB CORP/FL/
Banks—Regional
AMBC
AMBAC FINANCIAL GROUP INC
Insurance—Specialty
NRIM
NORTHRIM BANCORP INC
Banks—Regional
FSBW
FS Bancorp, Inc.
Banks—Regional
CNO
CNO Financial Group, Inc.
Insurance—Life
ACNB
ACNB CORP
Banks—Regional
CLIN
Clean Earth Acquisitions Corp.
Shell Companies
PB
PROSPERITY BANCSHARES INC
Banks—Regional
FINW
Finwise Bancorp
Banks—Regional
NBTB
NBT BANCORP INC
Banks—Regional
RNDB
Randolph Bancorp, Inc.
Banks—Regional
PBBK
PB Bankshares, Inc.
Banks—Regional
PDI
PIMCO Dynamic Income Fund
Asset Management
OBT
Orange County Bancorp, Inc. /DE/
Banks—Regional
RBCAA
REPUBLIC BANCORP INC /KY/
Banks—Regional
FRAF
FRANKLIN FINANCIAL SERVICES CORP /PA/
Banks—Regional
GCBC
GREENE COUNTY BANCORP INC
Banks—Regional
WTBA
WEST BANCORPORATION INC
Banks—Regional
MACA,MACAU
Moringa Acquisition Corp
Shell Companies
AVK
ADVENT CLAYMORE CONVERTIBLE SECURITIES & INCOME FUND
Asset Management
UBSI
UNITED BANKSHARES INC/WV
Banks—Regional
MRBK
Meridian Corp
Banks—Regional
PFIS
PEOPLES FINANCIAL SERVICES CORP.
Banks—Regional
ISBA
ISABELLA BANK CORP
Banks—Regional
QNBC
QNB CORP
Banks—Regional
WFC
WELLS FARGO & COMPANY/MN
Banks—Diversified
SCM
Stellus Capital Investment Corp
Asset Management
TPRE
Third Point Reinsurance Ltd.
Insurance—Reinsurance
WIZP
Wize Pharma, Inc.
Capital Markets
FMAO
FARMERS & MERCHANTS BANCORP INC
Banks—Regional
PLMI
Plum Acquisition Corp. I
Shell Companies
CCBG
CAPITAL CITY BANK GROUP INC
Banks—Regional
FBNC
FIRST BANCORP /NC/
Banks—Regional
AMSF
AMERISAFE INC
Insurance—Specialty
SRV
Cushing MLP Total Return Fund
Asset Management
PWOD
PENNS WOODS BANCORP INC
Banks—Regional
SBCF
SEACOAST BANKING CORP OF FLORIDA
Banks—Regional
HBNC
HORIZON BANCORP /IN/
Banks—Regional
VRTS
VIRTUS INVESTMENT PARTNERS, INC.
Asset Management
BOTJ
BANK OF THE JAMES FINANCIAL GROUP INC
Banks—Regional
CBU
COMMUNITY BANK SYSTEM, INC.
Banks—Regional
TFSL
TFS Financial CORP
Banks—Regional
CHMG
CHEMUNG FINANCIAL CORP
Banks—Regional
RAND
RAND CAPITAL CORP
Asset Management
PDLB
Ponce Financial Group, Inc.
Banks—Regional
OVLY
Oak Valley Bancorp
Banks—Regional
TCBX
Third Coast Bancshares, Inc.
Banks—Regional
MLVF
MALVERN BANCORP, INC.
Banks—Regional
GETR
Getaround, Inc
Shell Companies
FCF
FIRST COMMONWEALTH FINANCIAL CORP /PA/
Banks—Regional
SHBI
SHORE BANCSHARES INC
Banks—Regional
AVNI
ARVANA INC
Shell Companies
PGC
PEAPACK GLADSTONE FINANCIAL CORP
Banks—Regional
JSD
Nuveen Short Duration Credit Opportunities Fund
Asset Management
TUGC
TradeUP Global Corp
Capital Markets
ESQ
Esquire Financial Holdings, Inc.
Banks—Regional
TSLX
TPG Specialty Lending, Inc.
Asset Management
ATAX
AMERICA FIRST MULTIFAMILY INVESTORS, L.P.
Mortgage Finance
BST
BlackRock Science & Technology Trust
Asset Management
NWIN(OB)
NORTHWEST INDIANA BANCORP
Banks—Regional
CLBK
Columbia Financial, Inc.
Banks—Regional
FMBM
F&M BANK CORP
Banks—Regional
NECB
NorthEast Community Bancorp, Inc./MD/
Banks—Regional
COLB
COLUMBIA BANKING SYSTEM INC
Banks—Regional
MGYR
Magyar Bancorp, Inc.
Banks—Regional
ATLO
AMES NATIONAL CORP
Banks—Regional
ADX
ADAMS DIVERSIFIED EQUITY FUND, INC.
Asset Management
STLY
STANLEY FURNITURE CO INC.
Shell Companies
WBBA
WB Burgers Asia, Inc.
Shell Companies
CBKM
CONSUMERS BANCORP INC /OH/
Banks—Regional
EBTC
ENTERPRISE BANCORP INC /MA/
Banks—Regional
GHY
Prudential Global Short Duration High Yield Fund, Inc.
Asset Management
MOFG
MidWestOne Financial Group, Inc.
Banks—Regional
FPF
First Trust Intermediate Duration Preferred & Income Fund
Asset Management
PWP
Perella Weinberg Partners
Capital Markets
CZNC
CITIZENS & NORTHERN CORP
Banks—Regional
JMSB
John Marshall Bancorp, Inc.
Banks—Regional
KINZ
KINS Technology Group, Inc.
Shell Companies
INDB
INDEPENDENT BANK CORP
Banks—Regional
AFBI
Affinity Bancshares, Inc.
Banks—Regional
VABK
Virginia National Bankshares Corp
Banks—Regional
MBCN
MIDDLEFIELD BANC CORP
Banks—Regional
CET
CENTRAL SECURITIES CORP
Asset Management
ORRF
ORRSTOWN FINANCIAL SERVICES INC
Banks—Regional
HTLF
HEARTLAND FINANCIAL USA INC
Banks—Regional
MBI
MBIA INC
Insurance—Specialty
CIA
CITIZENS INC
Insurance—Life
COSG
Cosmos Group Holdings Inc.
Credit Services
NSL
NUVEEN SENIOR INCOME FUND
Asset Management
WHG
WESTWOOD HOLDINGS GROUP INC
Capital Markets
VLY
VALLEY NATIONAL BANCORP
Banks—Regional
GLQ
Clough Global Equity Fund
Asset Management
CAC
CAMDEN NATIONAL CORP
Banks—Regional
DNI
DIVIDEND & INCOME FUND
Asset Management
ACEV
ACE Convergence Acquisition Corp.
Shell Companies
AAMC
Altisource Asset Management Corp
Asset Management
MMD
MainStay DefinedTerm Municipal Opportunities Fund
Asset Management
SUNL
Sunlight Financial Holdings Inc.
Credit Services
EWBC
EAST WEST BANCORP INC
Banks—Diversified
FCAP
FIRST CAPITAL INC
Banks—Regional
RIV
RIVERNORTH OPPORTUNITIES FUND, INC.
Asset Management
HBT
HBT Financial, Inc.
Banks—Regional
PEBK
PEOPLES BANCORP OF NORTH CAROLINA INC
Banks—Regional
GAM
GENERAL AMERICAN INVESTORS CO INC
Asset Management
GAIN
GLADSTONE INVESTMENT CORPORATION\DE
Asset Management
ENX
EATON VANCE NEW YORK MUNICIPAL BOND FUND
Asset Management
ABCB
Ameris Bancorp
Banks—Regional
USCT
TKB Critical Technologies 1
Shell Companies
AINV
APOLLO INVESTMENT CORP
Asset Management
CPF
CENTRAL PACIFIC FINANCIAL CORP
Banks—Regional
CSTR
CapStar Financial Holdings, Inc.
Banks—Regional
DHIL
DIAMOND HILL INVESTMENT GROUP INC
Asset Management
BKSC
BANK OF SOUTH CAROLINA CORP
Banks—Regional
RLI
RLI CORP
Insurance—Property & Casualty
GRF
EAGLE CAPITAL GROWTH FUND, INC.
Asset Management
NWPP
NEW PEOPLES BANKSHARES INC
Banks—Regional
EPWR
Empowerment & Inclusion Capital I Corp.
Shell Companies
MBWM
MERCANTILE BANK CORP
Banks—Regional
FXNC
FIRST NATIONAL CORP /VA/
Banks—Regional
SPE
SPECIAL OPPORTUNITIES FUND, INC.
Asset Management
OZM
Och-Ziff Capital Management Group LLC
Asset Management
DEX
Delaware Enhanced Global Dividend & Income Fund
Asset Management
MNSB
MainStreet Bancshares, Inc.
Banks—Regional
SOR
SOURCE CAPITAL INC /DE/
Asset Management
UCBI
UNITED COMMUNITY BANKS INC
Banks—Regional
BCML
BayCom Corp
Banks—Regional
FFNW
First Financial Northwest, Inc.
Banks—Regional
CFB
CROSSFIRST BANKSHARES, INC.
Banks—Regional
NDP
TORTOISE ENERGY INDEPENDENCE FUND, INC.
Asset Management
CZFS
CITIZENS FINANCIAL SERVICES INC
Banks—Regional
STBA
S&T BANCORP INC
Banks—Regional
NONE
WILSON BANK HOLDING CO
Banks—Regional
PFHD
Professional Holding Corp.
Banks—Regional
BMRC
Bank of Marin Bancorp
Banks—Regional
CVCY
CENTRAL VALLEY COMMUNITY BANCORP
Banks—Regional
GBCI
GLACIER BANCORP INC
Banks—Regional
BFST
Business First Bancshares, Inc.
Banks—Regional
LHAA
Lerer Hippeau Acquisition Corp.
Shell Companies
BANX
StoneCastle Financial Corp.
Asset Management
CUBA
HERZFELD CARIBBEAN BASIN FUND INC
Asset Management
MCI
BABSON CAPITAL CORPORATE INVESTORS
Asset Management
PEO
ADAMS NATURAL RESOURCES FUND, INC.
Asset Management
TCBK
TRICO BANCSHARES /
Banks—Regional
THFF
FIRST FINANCIAL CORP /IN/
Banks—Regional
JWSM
Jaws Mustang Acquisition Corp
Shell Companies
TSI
TCW STRATEGIC INCOME FUND INC
Asset Management
BCSF
Bain Capital Specialty Finance, Inc.
Asset Management
ABTX
Allegiance Bancshares, Inc.
Banks—Regional
TSBK
TIMBERLAND BANCORP INC
Banks—Regional
CWBC
COMMUNITY WEST BANCSHARES /
Banks—Regional
OCN
OCWEN FINANCIAL CORP
Mortgage Finance
OBNK
Origin Bancorp, Inc.
Banks—Regional
VERY
Vericity, Inc.
Insurance—Life
BSRR
SIERRA BANCORP
Banks—Regional
FKYS
FIRST KEYSTONE CORP
Banks—Regional
EVV
EATON VANCE LTD DURATION INCOME FUND
Asset Management
HVBC
HV Bancorp, Inc.
Banks—Regional
FDEU
FIRST TRUST DYNAMIC EUROPE EQUITY INCOME FUND
Asset Management
AINC
Ashford Inc.
Asset Management
HFWA
HERITAGE FINANCIAL CORP /WA/
Banks—Regional
GWACU
GOOD WORKS ACQUISITION CORP.
Capital Markets
CULL
Cullman Bancorp, Inc. /MD/
Banks—Regional
RGA
REINSURANCE GROUP OF AMERICA INC
Insurance—Reinsurance
PCF
PUTNAM HIGH INCOME SECURITIES FUND
Asset Management
WETF
WisdomTree Investments, Inc.
Asset Management
CVBF
CVB FINANCIAL CORP
Banks—Regional
PTRS
PARTNERS BANCORP
Banks—Regional
CSWC
CAPITAL SOUTHWEST CORP
Asset Management
UTG.OB
UTG INC
Insurance—Life
SMBC
SOUTHERN MISSOURI BANCORP INC
Banks—Regional
PEBO
PEOPLES BANCORP INC
Banks—Regional
BFC
Bank First National Corp
Banks—Regional
WASH
WASHINGTON TRUST BANCORP INC
Banks—Regional
CIVB
CIVISTA BANCSHARES, INC.
Banks—Regional
UMPQ
UMPQUA HOLDINGS CORP
Banks—Regional
WRB
BERKLEY W R CORP
Insurance—Property & Casualty
RVAC
Riverview Acquisition Corp.
Shell Companies
EDF
Stone Harbor Emerging Markets Income Fund
Asset Management
FDEF
FIRST DEFIANCE FINANCIAL CORP
Banks—Regional
ASRV
AMERISERV FINANCIAL INC /PA/
Banks—Regional
FNWB
First Northwest Bancorp
Banks—Regional
PUCKU
Goal Acquisitions Corp.
Shell Companies
PBHC
Pathfinder Bancorp, Inc.
Banks—Regional
TPVG
TriplePoint Venture Growth BDC Corp.
Asset Management
PCK
PIMCO CALIFORNIA MUNICIPAL INCOME FUND II
Asset Management
IBCP
INDEPENDENT BANK CORP /MI/
Banks—Regional
ECBK
ECB Bancorp, Inc. /MD/
Banks—Regional
RMBI
Richmond Mutual Bancorporation, Inc.
Banks—Regional
FUNC
FIRST UNITED CORP/MD/
Banks—Regional
HIX
WESTERN ASSET HIGH INCOME FUND II INC.
Asset Management
PMTS
CPI Card Group Inc.
Credit Services
AIF
Apollo Tactical Income Fund Inc.
Asset Management
SASR
SANDY SPRING BANCORP INC
Banks—Regional
STQN
STRATEGIC ACQUISITIONS INC /NV/
Shell Companies
HBCP
HOME BANCORP, INC.
Banks—Regional
WSBF
Waterstone Financial, Inc.
Banks—Regional
ESSC
East Stone Acquisition Corp
Shell Companies
HWBK
HAWTHORN BANCSHARES, INC.
Banks—Regional
UBFO
UNITED SECURITY BANCSHARES
Banks—Regional
TMP
TOMPKINS FINANCIAL CORP
Banks—Regional
EDI
Stone Harbor Emerging Markets Total Income Fund
Asset Management
USBI
UNITED SECURITY BANCSHARES INC
Banks—Regional
USCB
USCB FINANCIAL HOLDINGS, INC.
Banks—Regional
CBFV
CB Financial Services, Inc.
Banks—Regional
FFIC
FLUSHING FINANCIAL CORP
Banks—Regional
CFFI
C & F FINANCIAL CORP
Banks—Regional
NKSH
NATIONAL BANKSHARES INC
Banks—Regional
SRCE
1ST SOURCE CORP
Banks—Regional
PLBC
PLUMAS BANCORP
Banks—Regional
RNST
RENASANT CORP
Banks—Regional
AROW
ARROW FINANCIAL CORP
Banks—Regional
SCOA
ScION Tech Growth I
Shell Companies
DHY
CREDIT SUISSE HIGH YIELD BOND FUND
Asset Management
TECTP
Tectonic Financial, Inc.
Banks—Regional
BHSE
Bull Horn Holdings Corp.
Shell Companies
ISD
Prudential Short Duration High Yield Fund, Inc.
Asset Management
SVFB
SVF Investment Corp. 2
Shell Companies
EMCF
EMCLAIRE FINANCIAL CORP
Banks—Regional
GECC
Great Elm Capital Corp.
Asset Management
MCBC
MACATAWA BANK CORP
Banks—Regional
TPZ
TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Asset Management
SMBK
SMARTFINANCIAL INC.
Banks—Regional
LARK
LANDMARK BANCORP INC
Banks—Regional
FCBC
FIRST COMMUNITY BANCSHARES INC /NV/
Banks—Regional
RVSB
RIVERVIEW BANCORP INC
Banks—Regional
ALRS
ALERUS FINANCIAL CORP
Banks—Regional
VVR
Invesco Senior Income Trust
Asset Management
NUO
NUVEEN OHIO QUALITY INCOME MUNICIPAL FUND
Asset Management
MCBS
MetroCity Bankshares, Inc.
Banks—Regional
MHD
BLACKROCK MUNIHOLDINGS FUND, INC.
Asset Management
KRNY
Kearny Financial Corp.
Banks—Regional
CATC
CAMBRIDGE BANCORP
Banks—Regional
SLM
SLM CORP
Credit Services
BANR
BANNER CORP
Banks—Regional
PBIB
Porter Bancorp, Inc.
Banks—Regional
LCNB
LCNB CORP
Banks—Regional
BCBP
BCB BANCORP INC
Banks—Regional
ASNB
AdvanSource Biomaterials Corp
Shell Companies
CZWI
Citizens Community Bancorp Inc.
Banks—Regional
TRMK
TRUSTMARK CORP
Banks—Regional
RMM
RiverNorth Managed Duration Municipal Income Fund, Inc.
Asset Management
MVBF
MVB FINANCIAL CORP
Banks—Regional
KWAC
Kingswood Acquisition Corp.
Shell Companies
FMBH
FIRST MID ILLINOIS BANCSHARES INC
Banks—Regional
HYB
NEW AMERICA HIGH INCOME FUND INC
Asset Management
IBOC
INTERNATIONAL BANCSHARES CORP
Banks—Regional
OPY
OPPENHEIMER HOLDINGS INC
Capital Markets
GOF
GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
Asset Management
RBAC
RedBall Acquisition Corp.
Shell Companies
FNLC
First Bancorp, Inc /ME/
Banks—Regional
TCBS
Texas Community Bancshares, Inc.
Banks—Regional
MTG
MGIC INVESTMENT CORP
Insurance—Specialty
CARE
Carter Bankshares, Inc.
Banks—Regional
ASAQ/U
Atlantic Avenue Acquisition Corp
Shell Companies
SIEB
SIEBERT FINANCIAL CORP
Capital Markets
SZL.AX
Sezzle Inc.
Credit Services
LBAI
LAKELAND BANCORP INC
Banks—Regional
EBMT
Eagle Bancorp Montana, Inc.
Banks—Regional
WNEB
Western New England Bancorp, Inc.
Banks—Regional
RMT
ROYCE MICRO-CAP TRUST, INC /MD/
Asset Management
BTT
BlackRock Municipal 2030 Target Term Trust
Asset Management
GLV
Clough Global Allocation Fund
Asset Management
ACBI
Atlantic Capital Bancshares, Inc.
Banks—Regional
GSBD
Goldman Sachs BDC, Inc.
Asset Management
FBIZ
FIRST BUSINESS FINANCIAL SERVICES, INC.
Banks—Regional
CNCG
CONCIERGE TECHNOLOGIES INC
Asset Management
GDV
GABELLI DIVIDEND & INCOME TRUST
Asset Management
MSVB
Mid-Southern Bancorp, Inc.
Banks—Regional
EVBN
EVANS BANCORP INC
Banks—Regional
ERIE
ERIE INDEMNITY CO
Insurance Brokers
FNCB
FIRST NATIONAL COMMUNITY BANCORP INC
Banks—Regional
FRHC
Freedom Holding Corp.
Capital Markets
ICCH
ICC Holdings, Inc.
Insurance—Specialty
BKCC
BlackRock Capital Investment Corp
Asset Management
CH
ABERDEEN CHILE FUND, INC.
Asset Management
ISTR
Investar Holding Corp
Banks—Regional
SWKH
SWK Holdings Corp
Asset Management
FISI
FINANCIAL INSTITUTIONS INC
Banks—Regional
BAFN
BayFirst Financial Corp.
Banks—Regional
CFBK
CENTRAL FEDERAL CORP
Banks—Regional
NEWT
Newtek Business Services Corp.
Asset Management
PCPC
Periphas Capital Partnering Corp
Shell Companies
TCPC
TCP Capital Corp.
Asset Management
HOPE
HOPE BANCORP INC
Banks—Regional
ENBP
ENB Financial Corp
Banks—Regional
VBFC
Village Bank & Trust Financial Corp.
Banks—Regional
ETO
Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund
Asset Management
GLRE
GREENLIGHT CAPITAL RE, LTD.
Insurance—Reinsurance
CALB
California BanCorp
Banks—Regional
AWF
ALLIANCEBERNSTEIN GLOBAL HIGH INCOME FUND INC
Asset Management
UBCP
UNITED BANCORP INC /OH/
Banks—Regional
TMKRU
Tastemaker Acquisition Corp.
Shell Companies
TCFC
COMMUNITY FINANCIAL CORP /MD/
Banks—Regional
CPTA
Capitala Finance Corp.
Asset Management
SWZ
SWISS HELVETIA FUND, INC.
Asset Management
NFJ
AllianzGI NFJ DIVIDEND, INTEREST & PREMIUM STRATEGY FUND
Asset Management
TCRD
THL Credit, Inc.
Asset Management
VBF
Invesco Bond Fund
Asset Management
BSBK
Bogota Financial Corp.
Banks—Regional
RCLFU
Rosecliff Acquisition Corp I
Shell Companies
CHN
CHINA FUND INC
Asset Management
MRCC
MONROE CAPITAL Corp
Asset Management
VYGG
Vy Global Growth
Shell Companies
FRBK
REPUBLIC FIRST BANCORP INC
Banks—Regional
PFLT
PennantPark Floating Rate Capital Ltd.
Asset Management
RA
Brookfield Real Assets Income Fund Inc.
Asset Management
GBAB
Guggenheim Build America Bonds Managed Duration Trust
Asset Management
GFOO
Genufood Energy Enzymes Corp.
Shell Companies
HQL
TEKLA LIFE SCIENCES INVESTORS
Asset Management
TDF
TEMPLETON DRAGON FUND INC
Asset Management
AUBN
AUBURN NATIONAL BANCORPORATION, INC
Banks—Regional
SAR
SARATOGA INVESTMENT CORP.
Asset Management
BHB
BAR HARBOR BANKSHARES
Banks—Regional
UBOH
UNITED BANCSHARES INC/OH
Banks—Regional
NCZ
AllianzGI Convertible & Income Fund II
Asset Management
RVT
ROYCE VALUE TRUST INC
Asset Management
HALL
HALLMARK FINANCIAL SERVICES INC
Insurance—Property & Casualty
FOF
Cohen & Steers Closed-End Opportunity Fund, Inc.
Asset Management
SCD
LMP CAPITAL & INCOME FUND INC.
Asset Management
RDGA
RIDGEFIELD ACQUISITION CORP
Shell Companies
BCV
BANCROFT FUND LTD
Asset Management
OPP
RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.
Asset Management
NCV
AllianzGI Convertible & Income Fund
Asset Management
AC
Associated Capital Group, Inc.
Capital Markets
TAXI
MEDALLION FINANCIAL CORP
Credit Services
GRRB
GRANDSOUTH BANCORPORATION
Banks—Regional
JLS
Nuveen Mortgage Opportunity Term Fund
Asset Management
CIZN
CITIZENS HOLDING CO /MS/
Banks—Regional
SCOB
ScION Tech Growth II
Shell Companies
SBT
Sterling Bancorp, Inc.
Banks—Regional
LBC
Luther Burbank Corp
Banks—Regional
FNHC
FEDERATED NATIONAL HOLDING CO
Insurance—Property & Casualty
FEO
FIRST TRUST/ABRDN EMERGING OPPORTUNITY FUND
Asset Management
CFSB
CFSB Bancorp, Inc. /MA/
Banks—Regional
DNP
DNP SELECT INCOME FUND INC
Asset Management
JYAC
Jiya Acquisition Corp.
Shell Companies
NIE
AllianzGI Equity & Convertible Income Fund
Asset Management
PNNT
PENNANTPARK INVESTMENT CORP
Asset Management
AGII
Argo Group International Holdings, Ltd.
Insurance—Property & Casualty
FCCO
FIRST COMMUNITY CORP /SC/
Banks—Regional
CNNB
Cincinnati Bancorp, Inc.
Banks—Regional
MVF
BLACKROCK MUNIVEST FUND, INC.
Asset Management
UTG
REAVES UTILITY INCOME FUND
Asset Management
TY
TRI-CONTINENTAL CORP
Asset Management
BCOW
1895 Bancorp of Wisconsin, Inc. /MD/
Banks—Regional
HNNA
HENNESSY ADVISORS INC
Asset Management
UNAM
UNICO AMERICAN CORP
Insurance—Property & Casualty
EOI
Eaton Vance Enhanced Equity Income Fund
Asset Management
PROV
PROVIDENT FINANCIAL HOLDINGS INC
Banks—Regional
MUJ
BLACKROCK MUNIHOLDINGS NEW JERSEY QUALITY FUND, INC.
Asset Management
USA
LIBERTY ALL STAR EQUITY FUND
Asset Management
PZN
Pzena Investment Management, Inc.
Asset Management
PHIC
Population Health Investment Co., Inc.
Shell Companies
AFB
ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND
Asset Management
PCSB
PCSB Financial Corp
Banks—Regional
ACV
AllianzGI Diversified Income & Convertible Fund
Asset Management
COHN
Cohen & Co Inc.
Capital Markets
WABC
WESTAMERICA BANCORPORATION
Banks—Regional
JQC
Nuveen Credit Strategies Income Fund
Asset Management
OXBRU
OXBRIDGE RE HOLDINGS Ltd
Insurance—Reinsurance
TEI
TEMPLETON EMERGING MARKETS INCOME FUND
Asset Management
ASA
ASA Gold & Precious Metals Ltd
Asset Management
EFSI
EAGLE FINANCIAL SERVICES INC
Banks—Regional
MHLD
Maiden Holdings, Ltd.
Insurance—Reinsurance
GER
GOLDMAN SACHS MLP & ENERGY RENAISSANCE FUND
Asset Management
MGHL
MORGAN GROUP HOLDING CO
Capital Markets
GROW
U S GLOBAL INVESTORS INC
Asset Management
OFS
OFS Capital Corp
Asset Management
FBMS
FIRST BANCSHARES INC /MS/
Banks—Regional
WISH
Wright Investors Service Holdings, Inc.
Shell Companies
NTG
TORTOISE MLP FUND, INC.
Asset Management
LMFA
LM FUNDING AMERICA, INC.
Credit Services
EAD
WELLS FARGO INCOME OPPORTUNITIES FUND
Asset Management
MN
Manning & Napier, Inc.
Asset Management
IGI
Western Asset Investment Grade Defined Opportunity Trust Inc.
Asset Management
GBNY
Generations Bancorp NY, Inc.
Banks—Regional
HQH
TEKLA HEALTHCARE INVESTORS
Asset Management
SAL
SALISBURY BANCORP INC
Banks—Regional
BFIN
BankFinancial CORP
Banks—Regional
UNB
UNION BANKSHARES INC
Banks—Regional
ATEK.U
Athena Technology Acquisition Corp. II
Shell Companies
TEAF
TORTOISE ESSENTIAL ASSETS INCOME TERM FUND
Asset Management
HMNF
HMN FINANCIAL INC
Banks—Regional
SBI
WESTERN ASSET INTERMEDIATE MUNI FUND INC.
Asset Management
CIIT
Tianci International, Inc.
Shell Companies
GLU.A
GABELLI GLOBAL UTILITY & INCOME TRUST
Asset Management
TTP
TORTOISE PIPELINE & ENERGY FUND, INC.
Asset Management
TCBC
TC Bancshares, Inc.
Banks—Regional
ETY
Eaton Vance Tax-Managed Diversified Equity Income Fund
Asset Management
SVVC
Firsthand Technology Value Fund, Inc.
Asset Management
TBNK
Territorial Bancorp Inc.
Banks—Regional
ERC
WELLS FARGO MULTI-SECTOR INCOME FUND
Asset Management
ERESU
East Resources Acquisition Co
Shell Companies
RBKB
Rhinebeck Bancorp, Inc.
Banks—Regional
FNRN
FIRST NORTHERN COMMUNITY BANCORP
Banks—Regional
CFNB
CALIFORNIA FIRST LEASING CORP
Credit Services
EQHA/U
EQ Health Acquisition Corp.
Shell Companies
PRK
PARK NATIONAL CORP /OH/
Banks—Regional
FLIC
FIRST OF LONG ISLAND CORP
Banks—Regional
AFT
Apollo Senior Floating Rate Fund Inc.
Asset Management
NIMU
NON INVASIVE MONITORING SYSTEMS INC /FL/
Shell Companies
SBFG
SB FINANCIAL GROUP, INC.
Banks—Regional
DHF
DREYFUS HIGH YIELD STRATEGIES FUND
Asset Management
GF
NEW GERMANY FUND INC
Asset Management
CRF
CORNERSTONE TOTAL RETURN FUND INC
Asset Management
HAFC
HANMI FINANCIAL CORP
Banks—Regional
FMFG
Farmers & Merchants Bancshares, Inc.
Banks—Regional
BRDG
Bridge Investment Group Holdings Inc.
Asset Management
OCCI
OFS Credit Company, Inc.
Asset Management
EMYB
Embassy Bancorp, Inc.
Banks—Regional
PTMN
Portman Ridge Finance Corp
Asset Management
LDP
Cohen & Steers Ltd Duration Preferred & Income Fund, Inc.
Asset Management
IIM
Invesco Value Municipal Income Trust
Asset Management
MNTR
Mentor Capital, Inc.
Capital Markets
CARV
CARVER BANCORP INC
Banks—Regional
WIZD
Wizard World, Inc.
Capital Markets
AGBA
AGBA Acquisition Ltd
Shell Companies
EVOJ.U
Evo Acquisition Corp
Shell Companies
CLM
CORNERSTONE STRATEGIC VALUE FUND INC
Asset Management
EVT
EATON VANCE TAX ADVANTAGED DIVIDEND INCOME FUND
Asset Management
VGI
Virtus Global Multi-Sector Income Fund
Asset Management
ETJ
Eaton Vance Risk-Managed Diversified Equity Income Fund
Asset Management
BGH
BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND
Asset Management
DSRO
Descrypto Holdings, Inc.
Capital Markets
EOD
WELLS FARGO GLOBAL DIVIDEND OPPORTUNITY FUND
Asset Management
KINS
KINGSTONE COMPANIES, INC.
Insurance—Property & Casualty
GGT.B
GABELLI MULTIMEDIA TRUST INC.
Asset Management
FTRK
Fast Track Solutions, Inc.
Shell Companies
HYT
BLACKROCK CORPORATE HIGH YIELD FUND, INC.
Asset Management
NBO
NEUBERGER BERMAN NEW YORK INTERMEDIATE MUNICIPAL FUND INC
Asset Management
NBW
NEUBERGER BERMAN CALIFORNIA MUNICIPAL FUND INC.
Asset Management
FSEA
First Seacoast Bancorp
Banks—Regional
PSF
Cohen & Steers Select Preferred & Income Fund, Inc.
Asset Management
NMI
NUVEEN MUNICIPAL INCOME FUND INC
Asset Management
CIK
CREDIT SUISSE ASSET MANAGEMENT INCOME FUND INC
Asset Management
OVBC
OHIO VALLEY BANC CORP
Banks—Regional
ESSA
ESSA Bancorp, Inc.
Banks—Regional
FDUS
FIDUS INVESTMENT Corp
Asset Management
TWN
TAIWAN FUND INC
Asset Management
THW
Tekla World Healthcare Fund
Asset Management
FFBW
FFBW, Inc. /MD/
Banks—Regional
HNW
Pioneer Diversified High Income Trust
Asset Management
THQ
Tekla Healthcare Opportunities Fund
Asset Management
FCIC
FCCC INC
Shell Companies
BTCS
BTCS Inc.
Capital Markets
GFOR
Graf Acquisition Corp. IV
Shell Companies
RNP
COHEN & STEERS REIT & PREFERRED INCOME FUND INC
Asset Management
RQI
COHEN & STEERS QUALITY INCOME REALTY FUND INC
Asset Management
QNTO
QUAINT OAK BANCORP INC
Banks—Regional
IHIT
INVESCO HIGH INCOME 2023 TARGET TERM FUND
Asset Management
PVNC
PREVENTION INSURANCE COM INC
Shell Companies
NMZ
NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND
Asset Management
IFN
INDIA FUND INC
Asset Management
RFI
COHEN & STEERS TOTAL RETURN REALTY FUND INC
Asset Management
MPV
BABSON CAPITAL PARTICIPATION INVESTORS
Asset Management
IBERU
IBERE PHARMACEUTICALS
Shell Companies
PPT
PUTNAM PREMIER INCOME TRUST
Asset Management
VLT
Invesco High Income Trust II
Asset Management
MBBS
Marathon Bancorp, Inc. /MD/
Banks—Regional
MGU
Macquarie Global Infrastructure Total Return Fund Inc.
Asset Management
ASG
LIBERTY ALL STAR GROWTH FUND INC.
Asset Management
IIF
MORGAN STANLEY INDIA INVESTMENT FUND, INC.
Asset Management
HPI
JOHN HANCOCK PREFERRED INCOME FUND
Asset Management
FCO
ABERDEEN GLOBAL INCOME FUND INC
Asset Management
HPF
JOHN HANCOCK PREFERRED INCOME FUND II
Asset Management
IROQ
IF Bancorp, Inc.
Banks—Regional
DSU
BLACKROCK DEBT STRATEGIES FUND, INC.
Asset Management
EGBN
EAGLE BANCORP INC
Banks—Regional
KFFB
Kentucky First Federal Bancorp
Banks—Regional
BTA
BlackRock Long-Term Municipal Advantage Trust
Asset Management
HFBL
Home Federal Bancorp, Inc. of Louisiana
Banks—Regional
MQY
BLACKROCK MUNIYIELD QUALITY FUND, INC.
Asset Management
VALU
VALUE LINE INC
Financial Data & Stock Exchanges
BTO
JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND
Asset Management
CBH
AllianzGI Convertible & Income 2024 Target Term Fund
Asset Management
VSTR
ValueSetters Inc.
Capital Markets
LGTO
LEGATO MERGER CORP. II
Shell Companies
PDT
JOHN HANCOCK PREMIUM DIVIDEND FUND
Asset Management
MQT
BLACKROCK MUNIYIELD QUALITY FUND II, INC.
Asset Management
GLAD
GLADSTONE CAPITAL CORP
Asset Management
PGZ
Principal Real Estate Income Fund
Asset Management
SPFX
STANDARD PREMIUM FINANCE HOLDINGS, INC.
Credit Services
SAMG
Silvercrest Asset Management Group Inc.
Asset Management
VEL
Velocity Financial, Inc.
Mortgage Finance
FFA
FIRST TRUST ENHANCED EQUITY INCOME FUND
Asset Management
EUENF
EURASIA ENERGY LTD
Shell Companies
KF
KOREA FUND INC
Asset Management
OFED
Oconee Federal Financial Corp.
Banks—Regional
LAKF
Lake Forest Minerals Inc.
Shell Companies
UTF
COHEN & STEERS INFRASTRUCTURE FUND INC
Asset Management
LXAM
Lux Amber, Corp.
Shell Companies
MUI
BLACKROCK MUNI INTERMEDIATE DURATION FUND, INC.
Asset Management
FSD
FIRST TRUST HIGH INCOME LONG/SHORT FUND
Asset Management
GUT
GABELLI UTILITY TRUST
Asset Management
MXF
MEXICO FUND INC
Asset Management
EMD
WESTERN ASSET EMERGING MARKETS DEBT FUND INC.
Asset Management
OPHC
OptimumBank Holdings, Inc.
Banks—Regional
HEQ
John Hancock Hedged Equity & Income Fund
Asset Management
SNFCA
SECURITY NATIONAL FINANCIAL CORP
Mortgage Finance
NID
Nuveen Intermediate Duration Municipal Term Fund
Asset Management
HBIA.PK
HILLS BANCORPORATION
Banks—Regional
BSL
Blackstone / GSO Senior Floating Rate Term Fund
Asset Management
EZPW
EZCORP INC
Credit Services
WVFC
WVS FINANCIAL CORP
Banks—Regional
JRS
NUVEEN REAL ESTATE INCOME FUND
Asset Management
BGY
BlackRock Enhanced International Dividend Trust
Asset Management
ERH
WELLS FARGO UTILITIES & HIGH INCOME FUND
Asset Management
NETC.U
Nabors Energy Transition Corp.
Shell Companies
BYM
BLACKROCK MUNICIPAL INCOME QUALITY TRUST
Asset Management
JEQ
ABERDEEN JAPAN EQUITY FUND, INC.
Asset Management
KIO
KKR Income Opportunities Fund
Asset Management
SRSA
Sarissa Capital Acquisition Corp.
Shell Companies
FT
FRANKLIN UNIVERSAL TRUST
Asset Management
CNHD
Concept Holding Corp.
Shell Companies
PRA
PROASSURANCE CORP
Insurance—Property & Casualty
FAX
ABERDEEN ASIA-PACIFIC INCOME FUND INC
Asset Management
IMHC
IMPERALIS HOLDING CORP.
Shell Companies
IQI
Invesco Quality Municipal Income Trust
Asset Management
AGD
ABERDEEN GLOBAL DYNAMIC DIVIDEND FUND
Asset Management
PIM
PUTNAM MASTER INTERMEDIATE INCOME TRUST
Asset Management
ACP
Aberdeen Income Credit Strategies Fund
Asset Management
IAF
ABERDEEN AUSTRALIA EQUITY FUND INC
Asset Management
AURCU
Aurora Acquisition Corp.
Shell Companies
FIF
FIRST TRUST ENERGY INFRASTRUCTURE FUND
Asset Management
INSI
Insight Select Income Fund
Asset Management
AOD
ABERDEEN TOTAL DYNAMIC DIVIDEND FUND
Asset Management
KSM
DWS STRATEGIC MUNICIPAL INCOME TRUST
Asset Management
?HFRO?
HIGHLAND FLOATING RATE OPPORTUNITIES FUND
Asset Management
FTF
FRANKLIN LTD DURATION INCOME TRUST
Asset Management
AWP
ALPINE GLOBAL PREMIER PROPERTIES FUND
Asset Management
CRMZ
CREDITRISKMONITOR COM INC
Capital Markets
PMO
PUTNAM MUNICIPAL OPPORTUNITIES TRUST
Asset Management
PMM
PUTNAM MANAGED MUNICIPAL INCOME TRUST
Asset Management
VKI
Invesco Advantage Municipal Income Trust II
Asset Management
IHD
Voya Emerging Markets High Dividend Equity Fund
Asset Management
DIAX
Nuveen Dow 30sm Dynamic Overwrite Fund
Asset Management
PRST
Presto Automation Inc.
Shell Companies
NEA
NUVEEN AMT-FREE MUNICIPAL INCOME FUND
Asset Management
BGX
Blackstone / GSO Long-Short Credit Income Fund
Asset Management
KTF
DEUTSCHE MUNICIPAL INCOME TRUST
Asset Management
STK
Columbia Seligman Premium Technology Growth Fund, Inc.
Asset Management
NBH
NEUBERGER BERMAN MUNICIPAL FUND INC.
Asset Management
NAD
NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND
Asset Management
IGD
Voya GLOBAL EQUITY DIVIDEND & PREMIUM OPPORTUNITY FUND
Asset Management
DMA
Destra Multi-Alternative Fund
Asset Management
JCO
Nuveen Credit Opportunities 2022 Target Term Fund
Asset Management
PNBK
PATRIOT NATIONAL BANCORP INC
Banks—Regional
BGB
Blackstone / GSO Strategic Credit Fund
Asset Management
CEE
CENTRAL EUROPE, RUSSIA & TURKEY FUND, INC.
Asset Management
BGCP
BGC Partners, Inc.
Capital Markets
HYI
Western Asset High Yield Defined Opportunity Fund Inc.
Asset Management
LSBK
LAKE SHORE BANCORP, INC.
Banks—Regional
BME
BlackRock Health Sciences Trust
Asset Management
NIQ
Nuveen Intermediate Duration Quality Municipal Term Fund
Asset Management
BCTF
Bancorp 34, Inc.
Banks—Regional
MXE
MEXICO EQUITY & INCOME FUND INC
Asset Management
FHLT
Future Health ESG Corp.
Shell Companies
DFP
Flaherty & Crumrine Dynamic Preferred & Income Fund Inc
Asset Management
FRLAU
Fortune Rise Acquisition Corp
Shell Companies
FLHI
Fast Lane Holdings, Inc.
Capital Markets
FCT
FIRST TRUST SENIOR FLOATING RATE INCOME FUND II
Asset Management
MVT
BLACKROCK MUNIVEST FUND II, INC.
Asset Management
DMO
Western Asset Mortgage Defined Opportunity Fund Inc.
Asset Management
NODK
NI Holdings, Inc.
Insurance—Property & Casualty
QQQX
Nuveen NASDAQ 100 Dynamic Overwrite Fund
Asset Management
FGB
FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND
Asset Management
QFTA.U
Quantum FinTech Acquisition Corp
Shell Companies
RMDM
RMD Entertainment Group
Shell Companies
PVBC
Provident Bancorp, Inc. /MD/
Banks—Regional
EEA
EUROPEAN EQUITY FUND, INC / MD
Asset Management
OTTW
Ottawa Bancorp Inc
Banks—Regional
NVG
Nuveen AMT-Free Municipal Credit Income Fund
Asset Management
HPS
JOHN HANCOCK PREFERRED INCOME FUND III
Asset Management
PBFS
Pioneer Bancorp, Inc./MD
Banks—Regional
HTY
John Hancock Tax-Advantaged Global Shareholder Yield Fund
Asset Management
HPX
HPX Corp.
Shell Companies
JHI
JOHN HANCOCK INVESTORS TRUST
Asset Management
JHS
JOHN HANCOCK INCOME SECURITIES TRUST
Asset Management
FAM
FIRST TRUST/ABERDEEN GLOBAL OPPORTUNITY INCOME FUND
Asset Management
MHI
PIONEER MUNICIPAL HIGH INCOME TRUST
Asset Management
DPG
Duff & Phelps Global Utility Income Fund Inc.
Asset Management
MFD
MACQUARIE/FIRST TRUST GLOBAL INFRASTR/UTIL DIV & INC FUND
Asset Management
MGT
MGT CAPITAL INVESTMENTS INC
Capital Markets
HTD
JOHN HANCOCK TAX-ADVANTAGED DIVIDEND INCOME FUND
Asset Management
NZF
Nuveen Municipal Credit Income Fund
Asset Management
PHIL
PHI GROUP INC
Capital Markets
BUI
BlackRock Utilities, Infrastructure & Power Opportunities Trust
Asset Management
CHWA
CHW Acquisition Corp
Shell Companies
JPI
Nuveen Preferred & Income Term Fund
Asset Management
BYFC
BROADWAY FINANCIAL CORP \DE\
Banks—Regional
GDO
WESTERN ASSET GLOBAL CORPORATE DEFINED OPPORTUNITY FUND INC.
Asset Management
NUW
Nuveen AMT-Free Municipal Value Fund
Asset Management
FPL
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND
Asset Management
CII
BLACKROCK ENHANCED CAPITAL & INCOME FUND, INC.
Asset Management
CGO
CALAMOS GLOBAL TOTAL RETURN FUND
Asset Management
PMF
PIMCO MUNICIPAL INCOME FUND
Asset Management
GGN
GAMCO Global Gold, Natural Resources & Income Trust
Asset Management
JGH
Nuveen Global High Income Fund
Asset Management
PMX
PIMCO MUNICIPAL INCOME FUND III
Asset Management
GNT.A
GAMCO Natural Resources, Gold & Income Trust
Asset Management
PYN
PIMCO NEW YORK MUNICIPAL INCOME FUND III
Asset Management
PNI
PIMCO NEW YORK MUNICIPAL INCOME FUND II
Asset Management
BHK
BLACKROCK CORE BOND TRUST
Asset Management
IMN
IMATION CORP
Asset Management
QIAN
Qiansui International Group Co. Ltd.
Shell Companies
VCIF
Vertical Capital Income Fund
Asset Management
BDJ
BlackRock Enhanced Equity Dividend Trust
Asset Management
ETFM
2050 MOTORS, INC.
Asset Management
PCM
PCM FUND, INC.
Asset Management
LGI
LAZARD GLOBAL TOTAL RETURN & INCOME FUND INC
Asset Management
BWG
Legg Mason BW Global Income Opportunities Fund Inc.
Asset Management
JRI
Nuveen Real Asset Income & Growth Fund
Asset Management
PHII
PHI INC
Capital Markets
ITIC
INVESTORS TITLE CO
Insurance—Specialty
PHK
PIMCO HIGH INCOME FUND
Asset Management
BOE
BlackRock Enhanced Global Dividend Trust
Asset Management
PFN
PIMCO Income Strategy Fund II
Asset Management
MYD
BLACKROCK MUNIYIELD FUND, INC.
Asset Management
EVG
Eaton Vance Short Duration Diversified Income Fund
Asset Management
TBBA
TEB Bancorp, Inc.
Banks—Regional
MUA
BLACKROCK MUNIASSETS FUND, INC.
Asset Management
BLE
BLACKROCK MUNICIPAL INCOME TRUST II
Asset Management
DTF
DTF TAX-FREE INCOME INC
Asset Management
GLBZ
GLEN BURNIE BANCORP
Banks—Regional
EMF
TEMPLETON EMERGING MARKETS FUND
Asset Management
NRO
NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC
Asset Management
MHF
WESTERN ASSET MUNICIPAL HIGH INCOME FUND INC.
Asset Management
VMO
Invesco Municipal Opportunity Trust
Asset Management
FMY
FIRST TRUST MORTGAGE INCOME FUND
Asset Management
MMU
WESTERN ASSET MANAGED MUNICIPALS FUND INC.
Asset Management
DCA
Cushing Renaissance Fund
Asset Management
MYN
BLACKROCK MUNIYIELD NEW YORK QUALITY FUND, INC.
Asset Management
BNY
BLACKROCK NEW YORK MUNICIPAL INCOME TRUST
Asset Management
MHN
BLACKROCK MUNIHOLDINGS NEW YORK QUALITY FUND, INC.
Asset Management
VCV
Invesco California Value Municipal Income Trust
Asset Management
PAI
Western Asset Investment Grade Income Fund Inc.
Asset Management
FDCT
FDCTECH, INC.
Capital Markets
MAV
PIONEER MUNICIPAL HIGH INCOME ADVANTAGE TRUST
Asset Management
CPKA
CHASE PACKAGING CORP
Shell Companies
HRGG
Heritage NOLA Bancorp, Inc.
Banks—Regional
BKN
BLACKROCK INVESTMENT QUALITY MUNICIPAL TRUST, INC.
Asset Management
BFK
BLACKROCK MUNICIPAL INCOME TRUST
Asset Management
NBB
Nuveen Build America Bond Fund
Asset Management
EVRT
ENVIROMART COMPANIES, INC.
Shell Companies
AHL
ASPEN INSURANCE HOLDINGS LTD
Insurance—Property & Casualty
NXP
NUVEEN SELECT TAX FREE INCOME PORTFOLIO
Asset Management
DMB
Dreyfus Municipal Bond Infrastructure Fund, Inc.
Asset Management
MUE
BLACKROCK MUNIHOLDINGS QUALITY FUND II, INC.
Asset Management
CHW
Calamos Global Dynamic Income Fund
Asset Management
CDIX
Cardiff Lexington Corp
Asset Management
MYI
BLACKROCK MUNIYIELD QUALITY FUND III, INC.
Asset Management
BTZ
BLACKROCK CREDIT ALLOCATION INCOME TRUST
Asset Management
CADT
DT Asia Investments Ltd
Credit Services
CLOW
Cloudweb, Inc.
Shell Companies
GMPW
GIVEMEPOWER CORP
Capital Markets
BHV
BLACKROCK VIRGINIA MUNICIPAL BOND TRUST
Asset Management
BKT
BLACKROCK INCOME TRUST, INC.
Asset Management
BXMX
Nuveen S&P 500 BuyWrite Income Fund
Asset Management
MCR
MFS CHARTER INCOME TRUST
Asset Management
BBN
BlackRock Taxable Municipal Bond Trust
Asset Management
NEV
Nuveen Enhanced Municipal Value Fund
Asset Management
BGR
BlackRock Energy & Resources Trust
Asset Management
XNY
China Xiniya Fashion Ltd
Credit Services
GWIN
GLORYWIN ENTERTAINMENT GROUP, INC.
Shell Companies
MPA
BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND
Asset Management
BIT
BlackRock Multi-Sector Income Trust
Asset Management
ETX
Eaton Vance Municipal Income 2028 Term Trust
Asset Management
SPXX
Nuveen S&P 500 Dynamic Overwrite Fund
Asset Management
JPC
Nuveen Preferred Income Opportunities Fund
Asset Management
BLW
BLACKROCK Ltd DURATION INCOME TRUST
Asset Management
JCE
Nuveen Core Equity Alpha Fund
Asset Management
EGF
BlackRock Enhanced Government Fund, Inc.
Asset Management
FRA
BLACKROCK FLOATING RATE INCOME STRATEGIES FUND, INC.
Asset Management
BGT
BLACKROCK FLOATING RATE INCOME TRUST
Asset Management
MCN
Madison Covered Call & Equity Strategy Fund
Asset Management
BCX
BlackRock Resources & Commodities Strategy Trust
Asset Management
FXBY
FOXBY CORP.
Asset Management
FLC
FLAHERTY & CRUMRINE TOTAL RETURN FUND INC
Asset Management
FFC
Flaherty & Crumrine PREFERRED SECURITIES INCOME FUND INC
Asset Management
FMCC
FEDERAL HOME LOAN MORTGAGE CORP
Mortgage Finance
UHLN
US Highland, Inc.
Shell Companies
PHT
PIONEER HIGH INCOME TRUST
Asset Management
NMS
Nuveen Minnesota Municipal Income Fund
Asset Management
REVH
Revolution Healthcare Acquisition Corp.
Shell Companies
NAN
NUVEEN NEW YORK DIVIDEND ADVANTAGE MUNICIPAL FUND
Asset Management
FGCO
Financial Gravity Companies, Inc.
Financial Conglomerates
MFBP
M&F BANCORP INC /NC/
Banks—Regional
MMT
MFS MULTIMARKET INCOME TRUST
Asset Management
MGF
MFS GOVERNMENT MARKETS INCOME TRUST
Asset Management
MIN
MFS INTERMEDIATE INCOME TRUST
Asset Management
PTY
PIMCO CORPORATE & INCOME OPPORTUNITY FUND
Asset Management
MFV
MFS SPECIAL VALUE TRUST
Asset Management
ATMS
Artemis Therapeutics, Inc.
Shell Companies
IAE
Voya Asia Pacific High Dividend Equity Income Fund
Asset Management
IGA
Voya Global Advantage & Premium Opportunity Fund
Asset Management
IDE
Voya Infrastructure, Industrials & Materials Fund
Asset Management
GSD
Global System Dynamics, Inc.
Shell Companies