Form Filed By Brokaw George R
Fri, Aug 7, 2015
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ALICO, INC. (ALCO)
Consumer Defensive
Farm Products
Insights
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Non Derivative Transactions
2015-08-07
Alico, Inc., Common Stock, Par Value $1.00
Purchase
P
Type
Acquired 8,050 shares @ $40.95 per share
249,634 shares
By Delta Offshore Master II, LTD
Indirect
2015-08-10
Alico, Inc., Common Stock, Par Value $1.00
Purchase
P
Type
Acquired 2,000 shares @ $39.97 per share
251,634 shares
By Delta Offshore Master II, LTD
Indirect
Alico, Inc., Common Stock, Par Value $1.00
Other
Type
Disposed 0 shares @ $0.00 per share
3,705,457 shares
By 734 Investors, LLC
Indirect
Alico, Inc., Common Stock, Par Value $1.00
Other
Type
Disposed 0 shares @ $0.00 per share
112,204 shares
Direct
Footnotes
1. On August 7, 2015, Delta Offshore Master II, LTD (the "Fund") purchased 8,050 shares of the Company's Common Stock and on August 10, 2015 the Fund purchased 2,000 shares of the Company's Common Stock. Trafelet Brokaw Capital Management, L.P. ("TCBM") serves as investment manager to the Fund, and in such capacity, exercises voting and investment control over securities held for the accounts of the Fund. Trafelet & Company, LLC ("TC") serves as the general partner of TBCM. Mr. Trafelet is the managing member of TC and may be deemed to have indirect beneficial ownership for the shares reported herein. Mr. Trafelet disclaims beneficial ownership for the Company's Common Stock held by the Fund except to the extent of his pecuniary interest therein.
2. On November 19, 2013, 734 Investors, LLC purchased 3,705,457 shares of the Company's Common Stock. 734 Agriculture, LLC is the managing member of 734 Investors, LLC. Mr. Brokaw and Remy W. Trafelet are the members of 734 Agriculture, LLC. Mr. Brokaw disclaims beneficial ownership of the Company's Common Stock held by 734 Investors, LLC except to the extent of his pecuniary interest therein.