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Form Filed By
Marvel Gary Michael
Tue, Oct 29, 2019
Go to original document
CATERPILLAR INC
(CAT)
Industrials
Farm & Heavy Construction Machinery
Insights
Coming soon
Non Derivative Transactions
DATE
SECURITY TITLE
TYPE
AMOUNT
NEW OWNERSHIP
OWNERSHIP NATURE
2019-10-29
Common Stock
Derivative conversion
M
Acquired 2,180 shares @ $89.75 per share
2,180 shares
Direct
2019-10-29
Common Stock
Sale
S
Disposed 2,180 shares @ $139.38 per share
0 shares
Direct
Common Stock
Other
Disposed 0 shares @ $0.00 per share
1,546 shares
Indirect
Held by 401(k) Plan
2019-10-29
Common Stock
Derivative conversion
M
Type
Acquired 2,180 shares @ $89.75 per share
2,180 shares
Direct
2019-10-29
Common Stock
Sale
S
Type
Disposed 2,180 shares @ $139.38 per share
0 shares
Direct
Common Stock
Other
Type
Disposed 0 shares @ $0.00 per share
1,546 shares
Held by 401(k) Plan
Indirect
Footnotes
1. The information in this report is based on a 401(k) plan statement dated as of 9/30/2019.