Form Filed By Wood Anthony J.
Tue, Feb 15, 2022
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ROKU, INC (ROKU)
Communication Services
Entertainment
Insights
Coming soon
Non Derivative Transactions
2022-02-15
Class A Common Stock
Derivative Conversion
C
Type
Acquired 40,000 shares @ $0.00 per share
65,000 shares
Wood Revocable Trust
Indirect
2022-02-15
Class A Common Stock
Derivative Conversion
C
Type
Acquired 40,000 shares @ $5.64 per share
40,000 shares
Direct
2022-02-15
Class A Common Stock
Gift
G
Type
Disposed 40,000 shares @ $5.64 per share
0 shares
Direct
2022-02-15
Class A Common Stock
Gift
G
Type
Acquired 40,000 shares @ $5.64 per share
105,000 shares
Wood Revocable Trust
Indirect
2022-02-15
Class A Common Stock
Sale
S
Type
Disposed 1,900 shares @ $157.47 per share
103,100 shares
Wood Revocable Trust
Indirect
2022-02-15
Class A Common Stock
Sale
S
Type
Disposed 2,896 shares @ $158.71 per share
100,204 shares
Wood Revocable Trust
Indirect
2022-02-15
Class A Common Stock
Sale
S
Type
Disposed 3,891 shares @ $159.80 per share
96,313 shares
Wood Revocable Trust
Indirect
2022-02-15
Class A Common Stock
Sale
S
Type
Disposed 4,900 shares @ $160.70 per share
91,413 shares
Wood Revocable Trust
Indirect
2022-02-15
Class A Common Stock
Sale
S
Type
Disposed 4,625 shares @ $161.55 per share
86,788 shares
Wood Revocable Trust
Indirect
2022-02-15
Class A Common Stock
Sale
S
Type
Disposed 6,906 shares @ $162.74 per share
79,882 shares
Wood Revocable Trust
Indirect
2022-02-15
Class A Common Stock
Sale
S
Type
Disposed 11,091 shares @ $163.71 per share
68,791 shares
Wood Revocable Trust
Indirect
2022-02-15
Class A Common Stock
Sale
S
Type
Disposed 10,418 shares @ $164.65 per share
58,373 shares
Wood Revocable Trust
Indirect
2022-02-15
Class A Common Stock
Sale
S
Type
Disposed 10,100 shares @ $165.56 per share
48,273 shares
Wood Revocable Trust
Indirect
2022-02-15
Class A Common Stock
Sale
S
Type
Disposed 10,800 shares @ $166.59 per share
37,473 shares
Wood Revocable Trust
Indirect
2022-02-15
Class A Common Stock
Sale
S
Type
Disposed 7,149 shares @ $167.89 per share
30,324 shares
Wood Revocable Trust
Indirect
2022-02-15
Class A Common Stock
Sale
S
Type
Disposed 5,324 shares @ $168.34 per share
25,000 shares
Wood Revocable Trust
Indirect
Class A Common Stock
Other
Type
Disposed 0 shares @ $0.00 per share
36,000 shares
Wood 2020 Irrevocable Trust
Indirect
Footnotes
1. Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.
2. Shares sold pursuant to a Rule 10b5-1 Sales Plan.
3. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $157.01 to $157.99 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
4. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $158.11 to $159.09 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
5. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $159.14 to $160.13 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
6. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $160.15 to $161.14 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
7. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $161.15 to $161.95 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
8. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $162.15 to $163.12 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
9. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $163.15 to $164.14 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
10. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $164.15 to $165.13 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
11. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $165.15 to $166.10 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
12. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $166.15 to $167.08 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
13. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $167.17 to $168.16 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
14. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $168.17 to $168.56 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
15. This stock option is fully vested.