ADVENT CAPITAL MANAGEMENT /DE/'s most recent trades

INVESTMENT MANAGER

%

COMPANY

SHARES

NET TOTAL

20.79%

SPDR S&P 500 ETF Trust

55,000

$20,749,000.00

18.90%

SPDR S&P 500 ETF Trust

50,000

$18,863,000.00

11.34%

SPDR S&P 500 ETF Trust

30,000

$11,318,000.00

9.73%

NY COMMUNITY CAP TRUST V

208,964

$9,711,000.00

4.20%

200,000

$4,192,000.00

3.86%

15,000

$3,852,000.00

3.52%

Dick's Sporting Goods Inc

46,556

$3,509,000.00

3.00%

10,000

$2,995,000.00

2.85%

46,335

$2,848,000.00

2.70%

30,000

$2,694,000.00

2.66%

Valero Energy Corp

25,000

$2,657,000.00

2.23%

200,000

$2,226,000.00

2.07%

60,000

$2,064,000.00

1.25%

Altair Engineering Inc

23,760

$1,247,000.00

1.19%

Spirit Airlines Inc

50,000

$1,192,000.00

1.18%

Occidental Petroleum Corp

20,000

$1,178,000.00

1.16%

Microchip Technology Inc

20,000

$1,162,000.00

1.12%

100,000

$1,113,000.00

1.05%

Norwegian Cruise Line Holdings

94,442

$1,050,000.00

0.84%

JetBlue Airways Corp

100,000

$837,000.00

0.72%

100,000

$716,000.00

0.71%

Advent Convertible and Income

59,048

$712,000.00

0.59%

Luminar Technologies Inc

100,000

$593,000.00

0.54%

Summit Hotel Properties Inc

73,560

$535,000.00

0.45%

45,900

$452,000.00

0.23%

17,600

$231,000.00

0.18%

Music Acquisition Corp/The

18,183

$178,000.00

0.17%

1,920

$171,000.00

0.11%

Marriott Vacations Worldwide C

930

$108,000.00

0.10%

2,766

$103,000.00

0.09%

Enphase Energy Inc

465

$91,000.00

0.09%

5,400

$91,000.00

0.08%

890

$80,000.00

0.07%

6,420

$71,000.00

0.05%

Match Group Inc

730

$51,000.00

0.05%

Q2 Holdings Inc

1,335

$51,000.00

0.04%

861

$43,000.00

0.03%

347

$32,000.00

0.03%

Cinemark Holdings Inc

1,900

$29,000.00