K2 PRINCIPAL FUND, L.P.

Institution
10% Owner
K2 PRINCIPAL FUND, L.P.
$517,498,000.00
%
COMPANY
SHARES
NET TOTAL
15.81%
ISHARES TR
783,100
$81,819,000.00
15.16%
Other
11,295,643
$78,438,000.00
10.05%
TESLA INC
77,233
$52,010,000.00
6.59%
INSPIRE MED SYS INC
186,575
$34,081,000.00
4.64%
FREEPORT-MCMORAN INC
821,000
$24,022,000.00
4.26%
SVB FINANCIAL GROUP
55,859
$22,063,000.00
3.76%
NEWMARK GROUP INC
2,010,515
$19,442,000.00
3.57%
WAYFAIR INC
423,698
$18,456,000.00
2.61%
PENNYMAC FINL SVCS INC NEW
308,481
$13,484,000.00
2.22%
UNITED STATES STL CORP NEW
640,800
$11,476,000.00
2.20%
ATEA PHARMACEUTICALS INC
1,606,059
$11,403,000.00
2.20%
GAMESTOP CORP NEW
93,013
$11,375,000.00
1.87%
SAN JUAN BASIN RTY TR
1,116,991
$9,696,000.00
1.81%
CARVANA CO
414,092
$9,350,000.00
1.48%
QUALCOMM INC
60,000
$7,664,000.00
1.35%
AGNICO EAGLE MINES LTD
153,110
$7,007,000.00
1.35%
SHAW COMMUNICATIONS INC
236,400
$6,964,000.00
1.33%
CLEVELAND-CLIFFS INC NEW
448,000
$6,886,000.00
1.32%
B RILEY PRINCIPAL 150 MERGER
685,877
$6,831,000.00
1.26%
SILVERBACK THERAPEUTICS INC
1,541,706
$6,537,000.00
1.11%
MICROSTRATEGY INC
35,000
$5,751,000.00
1.06%
MAGNACHIP SEMICONDUCTOR CORP
377,848
$5,490,000.00
0.79%
KINROSS GOLD CORP
1,142,400
$4,089,000.00
0.79%
AQUABOUNTY TECHNOLOGIES INC
2,389,510
$4,086,000.00
0.77%
AEA-BRIDGES IMPACT CORP
400,000
$3,968,000.00
0.75%
PELOTON INTERACTIVE INC
425,300
$3,904,000.00
0.74%
SIX FLAGS ENTMT CORP NEW
175,900
$3,817,000.00
0.72%
ARCH RESOURCES INC
26,000
$3,720,000.00
0.72%
NEXTCURE INC
788,327
$3,705,000.00
0.71%
REVOLVE GROUP INC
140,939
$3,652,000.00
0.70%
SWITCH INC
107,953
$3,616,000.00
0.69%
NEVRO CORP
81,728
$3,582,000.00
0.66%
AMERICAN CAMPUS CMNTYS INC
53,309
$3,437,000.00
0.66%
ROYAL CARIBBEAN GROUP
97,299
$3,397,000.00
0.66%
DUDDELL STREET ACQUISITN COR
342,258
$3,395,000.00
0.65%
TWITTER INC
90,000
$3,365,000.00
0.62%
OVERSTOCK COM INC DEL
127,849
$3,197,000.00
0.61%
STEEL DYNAMICS INC
47,500
$3,142,000.00
0.61%
NUCOR CORP
30,000
$3,132,000.00
0.60%
TCR2 THERAPEUTICS INC
1,078,070
$3,126,000.00
0.56%
SERITAGE GROWTH PPTYS
560,937
$2,923,000.00